Join the GOOGLE +Rubber Room Community

Saturday, May 29, 2010

Reducing The Probationary Period Of A Teacher To Gain Tenure In A Different School District

I have posted the decisions of the NY State Education Department in matters involving the issue of probationary teachers seeking a reduction in the mandated three years to get tenure if they already had tenure in another school district. The Commissioner says this is possible if you were a teacher in your prior district, not a teaching assistant.



Appeal of JULIA ZALAMAN from action of the Board of Education of the Katonah-Lewisboro Union Free School District and Superintendent Robert J. Roelle regarding termination of employment.

Decision No. 15,953
(July 23, 2009)

James R. Sandner, Esq., attorney for petitioner, Wendy M. Star, Esq., of counsel

Ingerman Smith, L.L.P., attorneys for respondents, Susan E. Fine, Esq., of counsel

Huxley, Interim Commissioner.--Petitioner appeals the determination of the Board of Education of the Katonah-Lewisboro Union Free School District (“respondent board” or “board”) to terminate her employment. The appeal must be dismissed.

Petitioner was granted tenure as a teacher by the Elmsford Union Free School District (“Elmsford”) in September 1983. In September 2001, petitioner began working as a substitute teacher in the Katonah-Lewisboro Union Free School District (“district”) in the middle and high schools.

In May 2005, petitioner applied for a position as a teaching assistant in the district. By letter dated June 14, 2005, the assistant superintendent offered petitioner a position as a teaching assistant with a three-year probationary period, effective September 1, 2005. Subsequently, on August 29, 2005, petitioner completed an employment application. Under “teaching experience,” petitioner indicated that she had been an art teacher for grades K-12 in Elmsford for 20 years. The application did not request information about previously acquired tenure.

By letter dated April 29, 2008, the superintendent informed petitioner that he intended to recommend to the board at its June 5, 2008 meeting that petitioner’s probationary appointment be terminated effective June 30, 2008. On June 5, 2008, the board adopted a resolution terminating petitioner’s employment effective June 30, 2008. This appeal ensued. Petitioner’s request for interim relief was denied.

Petitioner contends that she was entitled to a shortened probationary period of two years pursuant to Education Law §3012(1)(a) because she had previously acquired tenure in Elmsford. Petitioner argues, therefore, that as of September 2007 she acquired tenure by estoppel. Petitioner contends that as a tenured employee, the board may not terminate her employment without a due process hearing pursuant to Education Law §3020-a. Petitioner also asserts that respondents had notice of her prior tenure status. She seeks a return to her teaching assistant position with full back pay and benefits. She also seeks costs and attorneys’ fees.

Respondents contend that the petition fails to state a claim upon which relief can be granted. They deny that petitioner is entitled to, or obtained, tenure by estoppel or is entitled to reinstatement. They assert that petitioner’s alleged status as a prior tenured teacher does not entitle her to a shortened probationary period as a teaching assistant. They further deny that they had any notice of petitioner’s alleged prior tenure status and assert that petitioner never submitted any proof of such status before receiving counseling regarding her performance in the fall of 2007.

Initially, I must address a procedural issue. The purpose of a reply is to respond to new material or affirmative defenses set forth in an answer (8 NYCRR §§275.3 and 275.14). A reply is not meant to buttress allegations in the petition or to belatedly add assertions that should have been in the petition (Appeal of a Student with a Disability, 46 Ed Dept Rep 540, Decision No. 15,589; Appeal of E.P. and D.P., 46 id. 390, Decision No. 15,542; Appeals of Cass, et al., 46 id. 321, Decision No 15,521). Therefore, while I have reviewed petitioner’s reply submissions, I have not considered those portions containing new allegations or exhibits that are not responsive to new material or affirmative defenses set forth in the answer.

Petitioner contends that she is entitled to tenure by estoppel. Tenure by estoppel “results when a school board fails to take the action required by law to grant or deny tenure and, with full knowledge and consent” permits an employee to serve beyond the expiration of the probationary term (Matter of Gould v. Bd. of Educ. of Sewanhaka Cent. High School Dist., et al., 81 NY2d 446; citing Matter of Lindsey v. Bd. of Educ. of Mount Morris Cent. School Dist., et al., 72 AD2d 185). To determine whether petitioner is entitled to tenure by estoppel, I must first determine the correct length of her probationary term.

Education Law §3012(1)(a) provides in pertinent part:

Teachers and all other members of the teaching staff of school districts, ... shall be appointed by the board of education ... for a probationary period of three years, ... provided, however, that in the case of a teacher who has been appointed on tenure in another school district within the state, ... the probationary period shall not exceed two years (emphasis added).

Petitioner contends that for purposes of tenure and seniority rights under Education Law, the term “teacher” includes teaching assistants as well as other professional educators. She asserts, therefore, that because she is a teacher who was previously appointed on tenure in another district, she is entitled pursuant to Education Law §3012(1)(a) to a two-year probationary period for any subsequent appointment, including an appointment as an teaching assistant. Contrarily, respondents assert that since petitioner was appointed as a teaching assistant, not a teacher, the language of Education Law §3012(1)(a) is inapplicable.

The term “teacher” has different meanings in various contexts in the Education Law. The Court of Appeals has found that for the purposes of the abolition of positions and lay offs, seniority protection afforded tenured teachers also applies to teaching assistants, who serve in the special subject tenure area of teaching assistant (Matter of Madison-Oneida BOCES v. Mills, et al., 4 NY3d 51). The court stated that “in order to have an internally consistent interpretation between tenure track statutes, statutes of appointment (§3012[1][a]; §3014[1]) must have a parallel interpretation with statutes of abolition (§§2510, 3013[2])” (Matter of Madison-Oneida BOCES v. Mills, et al., 4 NY3d 51, 58).[1] The Appellate Division, Second Department has also determined that a teaching assistant is entitled to tenure by estoppel under Education Law §3012 when she had worked full time for six years with knowledge of the board beyond the three-year probationary period (Walters v. Amityville UFSD, 251 AD2d 590).

The Appellate Division, Third Department, however, recently considered the tenure status of teaching assistants vis-à-vis teachers in determining eligibility for a reduced probationary period. In Matter of Putnam Northern Westchester BOCES, et al. v. Mills, et al. (46 AD3d 1062), the court held that a newly appointed BOCES teacher was not entitled to a reduced probationary period although she held prior tenure as a teaching assistant. The court held that the statutory “language [of Education Law §3014] does not specifically provide that the reduced probationary period should be available to teachers previously tenured in nonteaching positions” (Matter of Putnam Northern Westchester BOCES, et al. v. Mills, et al., 46 AD3d 1062, 1063). In that case, the court’s focus was on the previous tenure area, and the court distinguished the “drastically different” duties and qualifications between teaching assistants and teachers, ultimately denying a reduced probationary period for a teacher who held previous tenure as a teaching assistant.

In that case, the court interpreted the word “teacher” in the context of a reduction in the probationary period for prior service under Education Law §3014, a statute that uses language identical to the language of Education Law §3012(1)(a) at issue here: “in the case of a teacher who has been appointed on tenure in another school district within the state” (emphasis added). The court concluded that “the legislative intent of Education Law §3014 is to shorten the probationary period only for those teachers who have previously attained tenure as teachers [citations omitted]” (Matter of Putnam Northern Westchester BOCES, et al. v. Mills, et al., 46 AD3d 1062, 1065). In the instant case, while petitioner had previously attained tenure as a teacher, her subsequent appointment was as a teaching assistant, not as a teacher. The same word in a statute cannot have two different meanings depending on the context (see McKinney's Cons Laws of New York, Book 1, Statutes §236)[2]. Thus, in light of the court’s holding in Matter of Putnam Northern Westchester BOCES, et al. v. Mills, et al. (46 AD3d 1062), I find that §3012(1)(a) is inapplicable to petitioner. Accordingly, she is not entitled to a reduced probationary period and she did not receive tenure by estoppel.

In light of this disposition, I need not address the parties’ remaining contentions. However, as a final matter, I note that the Commissioner has no authority to award monetary damages, costs or reimbursements in an appeal pursuant to Education Law §310 (Appeal of F.P., 46 Ed Dept Rep 134, Decision No. 15,465; Appeal of J.F. and D.F., 45 id. 241, Decision No. 15,310).

THE APPEAL IS DISMISSED.

END OF FILE

[1] The operative language of Education Law §§3012(1)(a) and 3014(1) reducing the probationary period to two years “in the case of a teacher who has been appointed on tenure in another school district within the state” is virtually identical; the distinction is that §3012 applies to school districts other than city districts, whereas §3014 applies to boards of cooperative educational services (BOCES).

[2] That section provides: “In the absence of anything in the statute indicating an intention to the contrary, where the same word or phrase is used in different parts of a statute, it will be presumed to be used in the same sense throughout, and the same meaning will be attached to similar expressions in the same or a related statute.”

Appeal of MARYANNE DENOVA, KATHY EATON, JANET EZMAN, PATRICIA HIGGINS, JANET LENHART, ROSE LOMANACO, JULIE MOOLENSCHOT, MICHELE STEVENS, and LAURA WICKMAN from action of the Madison-Oneida Board of Cooperative Educational Services, Amy Galway, Mark Russell, Kelly Ingalls, Tammy Foster, Richard Dando, Deborah Flagler, Michael Schwartz, Christine McCurdy, and John Rork regarding termination of services.

Decision No. 15,183
(March 7, 2005)

James R. Sandner, Esq., attorney for petitioners, Kevin H. Harren, Esq., of counsel

Ferrara, Fiorenza, Larrison, Barrett & Reitz, PC, attorneys for respondent Madison-Oneida Board of Cooperative Educational Services, Henry F. Sabota and Craig M. Atlas, Esqs., of counsel

MILLS, Commissioner.--Petitioners seek to annul a determination of the Madison-Oneida Board of Cooperative Educational Services ("BOCES") terminating their services at the end of the 2001-2002 school year. The appeal must be dismissed.

Petitioners are nine certified teaching assistants, who were employed by BOCES during the 2001-2002 school year. On June 1, 2002, BOCES terminated 11 of the approximately 65 teaching assistants it then employed, including petitioners, effective June 30, 2002. Petitioners claim that one of the 11 teaching assistants was terminated properly, and that another was recalled to service prior to the commencement of this appeal on July 19, 2002.

Petitioners claim that they were improperly terminated pursuant to Education Law §§2510 and 3013, and Part 30 of the Commissioner ’s regulations, because they were not the least senior persons in the tenure area of teaching assistant. Petitioners have named nine individual respondents, all of whom are teaching assistants whose services were not terminated. Petitioners claim that the individual respondents are among the nine least senior teaching assistants, and that all have less seniority than petitioners. (Although all nine individual respondents were personally served with copies of the notice of petition and petition, none has entered an appearance in this matter.)

This appeal arose because of BOCES’ maintenance, since at least 1979, of a policy of classifying tenure areas by both position and specific subject assignment. In applying this policy to teaching assistants BOCES created approximately 30 different specific tenure areas (e.g., "teaching assistant-heavy equipment" and "teaching assistant-science"), and teaching assistants received probationary appointments to these specific subject-related areas (see Appeal of Krason, et al., 41 Ed Dept Rep 305, Decision No. 14,695).

I issued an interim order in this appeal on August 26, 2002, directing BOCES to reinstate petitioners as teaching assistants.

Thereafter, BOCES’ director of personnel submitted an affidavit indicating that prior to the issuance of my interim order, petitioners Eaton, Higgins, Lenhart, and Lomanaco had already been recalled by BOCES to positions as full-time teaching assistants. (Petitioners Eaton, Higgins, and Lenhart accepted these offers of employment, while petitioner Lomanaco declined.) As a result, the appeal must be dismissed for lack of standing as to petitioners Eaton, Higgins, and Lenhart, since they have been reemployed and thus are no longer aggrieved.

The record also indicates that, on August 29, 2002, after receiving my order, BOCES offered teaching assistant positions to petitioners DeNova, Ezman, Moolenschot, Stevens, and Wickman. Petitioners Ezman, Moolenschot, and Stevens accepted the positions offered and presumably continued to work through the 2002-2003 school year. Petitioner DeNova declined the offer. Petitioner Wickman also declined the offer, because she had been offered and accepted a position as a full-time case manager on August 1, 2002. As a result, the appeal must be dismissed for lack of standing as to petitioners Ezman, Moolenschot, Stevens, and Wickman, since they have been reemployed and thus are no longer aggrieved.

Petitioners Lomanaco and DeNova also lack standing to pursue this appeal. The record indicates that petitioner Lomanaco was offered reinstatement to a full-time teaching position on August 19, 2002, and declined on August 27. She was again offered a full-time teaching assistant position on August 29, 2002, and declined the position in writing on August 29. Petitioner DeNova was offered a full-time teaching assistant position on August 29, 2002 and declined in writing on August 31. Neither written declination contains any indication that the petitioner wished to be reemployed but for some reason was unable to accept respondent’s offer, nor do they state any other significant circumstances. Petitioners Lomanaco and DeNova did not indicate any temporary impediment to being reemployed, and they expressed no interest in the positions (cf., Matter of Lewis v. Cleveland Hill UFSD, 119 AD2d 263; Matter of Sopher v. Board of Educ., East Ramapo CSD, 97 AD2d 768). Based upon the record before me, I must conclude that these petitioners have no interest in the positions offered, and can no longer be considered aggrieved.

Although the appeal is dismissed on procedural grounds, I note that the "layoff units" at issue here have been found impermissible (Appeal of Krason, supra). On review of Krason, the courts have also determined that Education Law §3013(2) does apply to teaching assistants (Matter of Madison-Oneida BOCES v. Mills, 2 AD3d 1240; aff’d ____NY3d ____, December 21, 2004).

THE APPEAL IS DISMISSED.

New York Education - Article 61 - § 3014-B Teachers' Rights as a Result of a School District Taking Over a Program Formerly Operated by a Board of Cooperative Educational Services

3 No. 181
In the Matter of MadisonOneida Board of Cooperative Educational Services,Appellant,
v.
Richard P. Mills, as Commissioner of Education of the State of New York, et al.,
Respondents.


In the Matter of PUTNAM NORTHERN WESTCHESTER BOARD OF COOPERATIVE EDUCATIONAL
SERVICES et al.,